Compliance & Risk Journal - Contributors

The following persons have contributed an article to a recent edition of Compliance & Risk:

 


 


Keith Read, European Knowledge Director, LRN

Keith Read
European Knowledge
Director
LRN

 

 

Keith Read is an award-winning thought leader and expert in compliance, ethics and governance. He was formerly the Group Director of Compliance and Ethics for BT (British Telecom) in London and is a past winner of the Compliance Register’s Best Compliance Officer award, when he also won the Best Compliance Company award. He was subsequently the subject of a full-page Daily Telegraph national press article - 'Compliance and Science'.

He has an innovative and practical approach to compliance, using techniques such as 'Compliance not Complacence' - whilst recognising the 'Cost of Compliance'. His most recent Whitepaper - 'The Compliance Covenant' - was the featured article in Compliance and Ethics Professional, the US’s leading industry journal, and takes a new and highly original approach to the challenge facing all compliance officers; that of changing the significant ‘push’ needed to deliver and maintain an effective compliance programme into employee ‘pull’.

Keith is a frequently-requested international speaker, drawing on his wide-ranging practical experience of compliance, including the Bribery Act and Anti-Bribery and Corruption. His thought-provoking ideas and infectious enthusiasm appeal to diverse compliance, ethics and governance audiences, and readers, worldwide.

 


 


Ash Saluja, CMS Cameron McKenna

Ash Saluja
Partner
CMS Cameron McKenna
Nabarro Olswang LLP


Ash Saluja heads the Financial Services Regulatory team at CMS London.  He has over twenty-years’ experience in advising on financial services regulatory and commercial matters. His clients include banks and broker-dealers, funds and investment managers, platforms and exchanges, insurers and insurance intermediaries and other financial institutions, as well as the large corporate customers and suppliers of these types of institutions. He regularly advises on authorisation, compliance and regulatory change, capital and governance, client money and assets, product design and distribution, cross border business, insider dealing and market abuse, anti-money laundering, as well as the regulatory aspects of mergers and acquisitions, restructurings, joint ventures and outsourcings.

 

 


 


Andrew Tuson

Andrew Tuson
Senior Associate
Berwin Leighton Paisner


Andrew Tuson is a Senior Associate within Berwin Leighton Paisner's Litigation and Corporate Risk Team. Andrew acts on a broad range of general commercial disputes and has experience of acting for claimants and defendants in claims across the main divisions of the High Court. He has experience of all litigation stages, from pre-action through to trial and enforcement.

Andrew also has particular experience of Professional Negligence claims involving professionals. He has successfully defended claims at the pre-action stage under the Professional Negligence Pre-Action Protocol and at mediation. He has defended and brought claims against professionals to trial.

 

 


 


Kate Vickery

Kate Vickery
Partner
Osborne Clarke LLP


Kate Vickery is a Partner at Osborne Clark LLP. She specialises in regulatory compliance and risk particularly in the fields of food law, product safety, health and safety and consumer protection. She assists businesses on the application and interpretation of regulations and provides strategic advice to companies who are subject to regulatory investigation or prosecution.   Katie's contentious experience means that she is well-placed to advise on risk, particularly the prospect of enforcement, and to provide an opinion on how a court is likely to view a company's approach to compliance systems.

Through the Osborne Clarke Global Compliance team, Katie analyses a company's approach to compliance, benchmarking it against other comparable businesses and making recommendations for improvement. Specifically she conducts gap analysis, risk assessments and audits to support businesses who have a concern about how compliance is addressed and implemented in their organisation, bringing in subject-matter experts as appropriate.

 

 


 

 
 
Subscribe to PDP Journals
Renew your subscription to PDP Journals