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Back issues of Compliance & Risk Journal
This page sets out the subject matter of the main articles in each edition of Compliance & Risk journal to date. To search for a specific word/subject on this page, click Ctrl+F on the keyboard.
Back issues of Compliance & Risk journal are charged at £105.00 (€135.00) each for a hard copy (including postage and packing) and £130.00 + VAT (€165.00 + VAT) each for the electronic version (PDF format).
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May/June 2015
Volume 4, Issue 3
View Front Cover (PDF)
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News Items
- SFO reports guilty plea in multimillion pound corruption case
- EAT says ‘public interest’ requirement for whistleblowing is a low hurdle
- Mishandled PPI complaints cost Clydesdale Bank £20m
- FATCA introduced in Luxembourg
- Corporate manslaughter charge against care home
- Boost for Polish consumer rights protection
- Striving for stricter building standards in Japan
- EU looks at extending wind - down rules beyond banking industry
- EU adopts Fourth Anti-money-laundering Directive
- Europe mounts anti-abuse case against Google
Articles
- Monitoring in the workplace – damned if you do and damned if you don’t! - Robert Bond & Viktoria Protokova, Charles Russell Speechlys LLP
- DOJ and the FCPA: The pursuit of prosecutions of individuals - J. Patrick Rowan, McGuireWoods LLP
- The FCA’s Business Plan 2015/2016 - What can we expect from the regulator in the coming year? - Eimear O’Brien, Berwin Leighton Paisner LLP
- Social media compliance Part 2: Inward-facing compliance strategy - Laura Scaife, Addleshaw Goddard LLP
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March/April 2015
Volume 4, Issue 2
View Front Cover (PDF)
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News Items
- Commerzbank makes $1.45bn money-laundering settlement
- CMA updates theories of harm in investigation of GB energy market
- China anti-trust case costs Qualcomm record $975m
- New public procurement regulations in force
- New oil regulator to have power to impose fines
- Government targets corporates with new tax evasion laws
- Meanwhile in Brussels...
- SSE in list of companies failing to pay minimum wage
Articles
- The impact and content of the new UK Consumer Contracts Regulations - Oliver Price & Christina Fleming, Charles Russell Speechlys LLP
- Social media compliance Part 1: outwardfacing strategies - Laura Scaife, Addleshaw Goddard LLP
- Reducing the risks of failing banks: the Bank Recovery and Resolution Directive - Barney Hearnden & Ash Saluja, CMS Cameron McKenna LLP
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January/February 2015
Volume 4, Issue 1
View Front Cover (PDF)
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News Items
- Alstom pays $772m to settle US bribery allegations
- Financial Conduct Authority keeps promise on tougher regulation
- FCA fines ex-Banco Espírito Santo
- Asset managers drive for better standards
- US fines Honda $70m for failure to report deaths
- Calls for energy regulator to have powers to force fuel bill cuts
- Lloyds asks for exemption from ring-fencing rule
- ICO issues warning over accident claim calls
Articles
- Looking to the next 12 months: 10 issues for UK Compliance Officers - Rhys Novak, Robert Bond & and Paul Henty, Charles Russell Speechlys LLP
- Whistleblowing: Ireland’s Protected Disclosures Act 2014 – its context and impact - Clare Carroll, McCann FitzGerald
- Book review: 'Handbook of Social Media and the Law' (Author: Laura Scaife from Addleshaw Goddard LLP) - Reviewed by Peter Coe, East Anglian Chambers
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November/December 2014
Volume 3, Issue 6
View Front Cover (PDF)
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News Items
- Fines in Forex investigation settlement top $4billion
- Central Bank of Ireland imposes record fine on Ulster Bank
- Serious misconduct at the Bank of England
- UBS failings despite whistleblower reports
- Further forex fall-out
- FCA action may force payday lenders out of the market
- US sanctions probe into Standard Chartered
Articles
- The FCA’s Business Plan and Risk Outlook: What authorised firms can expect from the FCA over the coming year - Eimear O’Brien, Associate at
Berwin Leighton Paisner LLP
- Bank ring-fencing in the UK - Ash Saluja & Barney Hearnden, CMS Cameron McKenna LLP
- Data sharing in group companies - Laura Scaife, Addleshaw Goddard LLP
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September/October 2014
Volume 3, Issue 5
View Front Cover (PDF)
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News Items
- McDonald’s caught in crossfire as Russia wages compliance war
- Financial regulators in the US look into dark pools
- Top forex trader told to stay at home
- New anti-trust boss for EU
- Syndicate bank chief arrested for bribery
- SRA compliance initiative on money-laundering
- Dubai regulator restricts Espírito Santo Bank
- Misconduct overseas may lead to disqualification as a UK director
- Takeover Panel advocates stricter rules for promises made in takeover deals
Articles
- TUPE Update: Easing the Burden on Employers - John Evason & Sara Kaltz, Baker & McKenzie LLP
- Behavioural economics: a new basis for FCA intervention - Caroline Hobson, CMS Cameron McKenna LLP
- Dawn Raid Ready Part 3: A Brief Reference Guide - Keith Read, LRN
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